TIAA Fraud Risk Initiative

1. Do you have access to suitably skilled and qualified fraud resource? *This question is required.

• Yes
• No

2. Is that resource in house or external? *This question is required.

• In house
• External

2. Have you or your organisation undertaken an assurance review over the governance measures in place for the fraud resource? *This question is required.

• Yes
• No

2. Does the Fraud Resource input to the development or delivery of the audit programme? *This question is required.

• Development of the audit programme
• Delivery of the audit programme

2. Have you received training on fraud risks and emerging issues that is sufficient to equip you in your role as an auditor? (If yes, please specific type / when in the comments box) *This question is required.

• Yes
• No

Comments

3. Do you have a Fraud Policy? *This question is required.

• Yes
• No

4. Does your policy provide details of a fraud response plan, or a separate held Fraud Response Plan? *This question is required.

• Yes
• No

4. Would your organisation consider opting into an annual subscription service to receive alerts, intel, and the opportunity to participate in a focus group? *This question is required.

• Yes
• No
• Maybe

5. Does your organisation undertake a regular Fraud & Bribery Risk Assessment? *This question is required.

• Yes
• No

6. Does your organisation receive regular intelligence on fraud matters, trends, scams or lessons learned? *This question is required.

• Yes
• No

7. Does your organisation have a reporting route for fraud concerns? *This question is required.

• Yes
• No

8. Do you undertake deep dive reviews to detect fraud incidents / gain assurance over fraud risks? *This question is required.

• Yes
• No

9. Do you incorporate fraud risks into your audit programme to prioritise work streams? *This question is required.

• Yes
• No